Re-Examining the Treatment of Lead-Exposed Children Trial
A reference library and source repository for archival documents from the 1994 NIEHS-funded Treatment of Lead-Exposed Children (TLC) trial and its impact on U.S. pediatric lead-poisoning treatment policy.
the blood lead reference
value to
against chelation therapy at blood lead levels below
Today, most children identified with elevated BLLs fall into this range.
After an initial exposure, lead moves from blood to bone, with an estimated half-life of 10–30 years.
The same lead absorbed as a child will continue to leach out into the blood, long after the source of external exposure has ceased.
Clinical guidelines, which recommend against pharmaceutical interventions for these levels, rest on the results of a single randomized controlled trial…
…The Treatment of Lead-Exposed Children (TLC) Trial
Overview
The Treatment Gap
Design, Power, and Assumptions
The Treatment of Lead-Exposed Children (TLC) trial was a landmark randomized, double-blind, placebo-controlled study conducted between 1994 and 2003, funded by the National Institute of Environmental Health Sciences and the Office of Research on Minority Health. The trial investigated whether succimer (meso-2,3-dimercaptosuccinic acid), the first oral FDA-approved lead chelating agent, could prevent cognitive decline in toddlers with moderate lead poisoning — at the time defined as blood lead levels (BLLs) of 20–44 µg/dL.
In 2001, the primary results were published in the New England Journal of Medicine, reporting that although succimer significantly lowered BLLs in the short term, no long-term increase in IQ was detected. Investigators concluded that since they had failed to detect a neuropsychological effect from treatment, the drug should not be prescribed in children with BLLs <45 µg/dL.
This conclusion fundamentally reshaped clinical practice and policy. Federal agencies including the CDC and American Academy of Pediatrics quickly adopted guidelines abandoning medical treatment in favor of prevention-only approaches. By 2004, state Medicaid programs had begun refusing reimbursement for succimer below 45 µg/dL. A 2019 USPSTF systematic review rated TLC as the only good-quality study among seven RCTs evaluating interventions for elevated BLLs.
We proposed to Dr. Olden that we do a clinical trial, because lowering blood lead might be a good thing, but it might not be a good thing in the sense of reversing any effect that lead had already had.
Walter Rogan, NIH Oral History, 2016Background
Clinical Equipoise & the 1991 ConvergenceClinical Equipoise in the Management of Lead-Exposed Children
Clinical guidance regarding the management of lead-exposed children was largely based on guidance from the CDC (1985) and the American Academy of Pediatrics (1987). These statements recommended initiating chelation therapy in children with BLLs >55 µg/dL and clinical discretion between 25 and 55 µg/dL — a range which directly reflected the CDC's definition of an elevated BLL (≥25 µg/dL). However, by 1990, new research showed IQ loss occurred as low as 10 µg/dL, raising concerns among clinicians as to whether the current recommended thresholds for intervention were sufficiently protective.
The three primary pharmacological agents in use at the time — dimercaprol (BAL), calcium disodium EDTA, and D-penicillamine — each carried unique risks that were gradually coming to light. The 1985 CDC statement identified succimer (DMSA) as a promising new, but unapproved, oral chelator. A 1990 HRSA-funded national survey revealed widespread variability in treatment thresholds at levels as low as 20 µg/dL; succimer was utilized by only one participating clinic as it awaited FDA approval.
Medicaid Reform, FDA Approval, and the 1991 Convergence
Starting January 1, 1991, the Medicaid Drug Rebate Program came into effect: state Medicaid programs were legally required to cover any FDA-approved drug if a manufacturer signed a rebate agreement, including off-label uses supported by major medical compendia. On January 30, 1991, the FDA granted final marketing approval of succimer as an orphan drug for lead poisoning in children with BLLs >45 µg/dL, with seven years of market exclusivity.
In October 1991, the CDC released "Preventing Lead Poisoning in Young Children," with three consequential moves: it lowered the chelation line from 55 to 45 µg/dL (aligning guidance with succimer's approved indication); lowered the BLL of concern to 10 µg/dL (a level shared by an estimated 1.7 million children); and recommended universal screening for every 1- and 2-year-old. A mandate to find a large new population of poisoned children, a legal mandate for Medicaid to pay for their treatment, and a monopoly on the only feasible oral drug converged in a single year.
Origins of the Trial
NIEHS, Rogan, KKIThe Project Officer and primary author on most of TLC's publications was Walter J. Rogan, MD — one of the first epidemiologists at NIEHS in the mid-1970s, working there until his retirement in 2014. According to his 1997 CV, he was the founding chair of the NIEHS IRB and its Chair from 1992–1993 — the period during which TLC was being planned and proposals were being screened. On June 25, 1993, the HHS Contracting Officer appointed Rogan as Project Officer and awarded the contract to the Kennedy Krieger Research Institute.
NIEHS and its advisors, especially the American Academy of Pediatrics Committee on Environmental Health, believed that many children would be treated with this drug at blood leads below the labelled level, despite the fact that there was relatively little evidence of safety and no evidence of efficacy for prevention of the latent effects of lead… Lowering of blood lead per se at these levels is without known clinical benefit.
Archived NIEHS TLC trial websiteThe basic concept, including the ethics, for the study, which was reviewed and approved at NIEHS, is (among other things) a randomized, blind or double blind, placebo controlled trial of succimer at lead levels below 45 µg/dl; open designs or studies of other drugs are not what was approved.
NIEHS RFP Amendment of Solicitation, October 22, 1992Trial to Policy
Primary Results Published in NEJM
In May 2001, the New England Journal of Medicine published the TLC trial's primary results, which found no significant difference in IQ between the succimer and placebo groups at 36 months. Within a year, the finding was absorbed into the policy apparatus that had been watching the trial since its inception.
"The results of the trial show clearly that treatment after the fact does not undo the damage among 5 year olds. We must prevent these children from being exposed in the first place." — NIEHS Director Kenneth Olden, PhD (NIEHS Newsroom, May 9, 2001)
The First Formal Guideline Closure
The CDC's Advisory Committee on Childhood Lead Poisoning Prevention (ACCLPP) published "Managing Elevated Blood Lead Levels Among Young Children" — a 200-page case-management guide. It recommended against chelation therapy for children with blood lead levels below 45 µg/dL, citing TLC as the basis. This was the first formal guideline to close the door on medical treatment for the 20–44 µg/dL range that TLC had studied.
Results Presented to ACCLPP
Walter Rogan — TLC's project officer and an ex officio member of ACCLPP for 16 years — presented the trial's results directly to the committee. He told them TLC "did not produce evidence to demonstrate that succimer is beneficial to children" and that "the findings do not support conducting another trial," describing succimer as "an expensive drug" that "resulted in symptoms in children who were previously asymptomatic." The committee received this as settled science.
AAP Guidance, Reaffirmation, and Rogan's Oral History
The American Academy of Pediatrics published "Lead Exposure in Children: Prevention, Detection, and Management" (2005), citing TLC and recommending against chelation below 45 µg/dL. Rogan — NIEHS Liaison to the AAP's Committee on Environmental Health for 36 years — was its primary author. The AAP reaffirmed the recommendation in 2016's "Prevention of Childhood Lead Toxicity." The 45 µg/dL threshold held.
That study ended drug treatment, which had been being promoted as something that you ought to do to these kids. It also stopped the idea of what we call secondary prevention… and moved the attention back to primary prevention, not letting them get exposed to lead in the first place.
Walter J. Rogan, MD, NIEHS Oral History, 2016The Gap Between 3.5 and 45 µg/dL
The result is a treatment gap. The CDC's current reference value is 3.5 µg/dL — the level at which a child is considered to have "elevated" blood lead. The chelation threshold is 45 µg/dL. Between those two numbers, there is no recommended medical intervention. A child with a blood lead level of 40 µg/dL — more than ten times the reference value — receives the same pharmacological treatment as a child with a level of 4: none.
This policy framework rests on a single trial — a trial that returned children to lead-contaminated homes where lead dust levels rebounded within three to six months (Campbell 2003), failed to sustain the blood lead separation it was powered to detect, never analyzed iron status as an effect modifier, withheld electronic adherence data, and never tested for treatment-by-site interactions across its four clinical centers. 628 of 780 enrolled children were exposed to lead-contaminated multivitamin supplements distributed by the trial itself (Rogan 1999); 83% of succimer-treated children required retreatment after the first course.
The Evidence
The Primary-Source Paper TrailThe paper trail behind the trial — the solicitation, the proposals, the IRB approval, the contract, and the appointment that followed — alongside the oral-history and courtroom record.
Timeline
Explore
Sections of the LibraryLimitations
Methodological issues that independently biased the TLC trial toward the null.
Study Design
Protocol, blood lead kinetics, and the retreatment threshold.
Evidence
NIH contracts, RFP amendments, and procurement records.
Trial Forms
Operational case-report and data-collection forms used across the TLC trial.
Court Records
Federal court filings and case exhibits from KKI-related lawsuits.
Archived TLC Website
The original NIEHS Treatment of Lead-Exposed Children trial website, preserved as archived c. 2000.
References
Year-Grouped Library- National Institute of Environmental Health Sciences. Toxicity of Lead in Children Trial: Clinical Center (RFP NIH-ES-92-31). NIH Guide for Grants and Contracts. Vol. 21, No. 27; July 31, 1992. Notice NOT-92-135.
- National Institute of Environmental Health Sciences. Toxicity of Lead in Children Trial: Coordinating Center (RFP NIH-ES-92-32). NIH Guide for Grants and Contracts. Vol. 21, No. 27; July 31, 1992. Notice NOT-92-134.
- National Institutes of Health. Amendment of Solicitation/Modification of Contract, No. 1, RFP NIH-ES-92-31 (Treatment of Lead-Exposed Children Trial Clinical Center). Bethesda, MD: U.S. Department of Health and Human Services; October 22, 1992. OMB No. 0990-0115. Source: PACER Case 1:07-cv-01120-WMN Doc. 37-4.
- Treatment of Lead-Exposed Children Trial Group. Treatment of Lead-Exposed Children (TLC) Trial Protocol, Version 9. Research Triangle Park, NC: National Institute of Environmental Health Sciences; August 23, 1994.
- Farfel MR, Chisolm JJ, Rohde CA. The longer-term effectiveness of residential lead paint abatement. Environ Res. 1994;66:217–221. doi:10.1006/enrs.1994.1057
- Farfel MR, Rohde CA, Lees PSJ, Rooney B, Bannon DL, Derbyshire W. Preliminary 12-Month Report of the Lead-Based Paint Abatement and Repair and Maintenance Study in Baltimore. Washington, DC: U.S. Environmental Protection Agency; 1995.
- Farfel MR, Rohde C, Lees PSJ, Rooney B, Bannon DI, Derbyshire W. Lead-Based Paint Abatement and Repair and Maintenance Study in Baltimore: Pre-Intervention Findings. Washington, DC: U.S. Environmental Protection Agency; 1996.
- Treatment of Lead-Exposed Children Trial Group. Treatment of Lead-Exposed Children (TLC) Trial Protocol, Version 10. Research Triangle Park, NC: National Institute of Environmental Health Sciences; 1997.
- U.S. Environmental Protection Agency. Lead-Based Paint Abatement and Repair and Maintenance Study in Baltimore: Findings Based on Two Years of Follow-Up. Washington, DC: U.S. Environmental Protection Agency; 1997. EPA 747-R-97-005.
- Treatment of Lead-Exposed Children Trial Group. The Treatment of Lead-Exposed Children trial: design and recruitment for a study of the effect of oral chelation on growth and development in toddlers. Paediatr Perinat Epidemiol. 1998;12(3):313–333. doi:10.1046/j.1365-3016.1998.00122.x
- Battelle Memorial Institute. Review of Studies Addressing Lead Abatement Effectiveness: Updated Edition. Washington, DC: U.S. Environmental Protection Agency; 1998. EPA 747-B-98-001.
- Farfel M, Brophy M, Orlova AO, Chisolm JJ Jr. Reduction of urban residential lead exposure: Baltimore's experience, USA. Proc. 5th Intern. Conf. on the Biogeochem. of Trace Elements (ICOBTE), Vol. 2. Vienna, Austria; July 11–15, 1999:710–711.
- Rich DQ, Yiin LM, Rhoads GG, Glueck DH, Weisel C, Lioy PJ. A field comparison of two methods for sampling lead in household dust. J Expo Anal Environ Epidemiol. 1999;9(2):106–112. doi:10.1038/sj.jea.7500006
- Rhoads GG, Ettinger AS, Weisel CP, Buckley TJ, Goldman KD, Adgate J, Lioy PJ. The effect of dust lead control on blood lead in toddlers: a randomized trial. Pediatrics. 1999;103(3):551–555. doi:10.1542/peds.103.3.551
- Rogan WJ, Ragan NB, Damokosh AI, Davoli C, Shaffer TR, Jones RL, et al. Recall of a lead-contaminated vitamin and mineral supplement in a clinical trial. Pharmacoepidemiol Drug Saf. 1999;8(5):343–350. doi:10.1002/(SICI)1099-1557(199908/09)8:5<343::AID-PDS440>3.0.CO;2-Q
- Serwint JR, Damokosh AI, Berger OG, Chisolm JJ Jr, Gunter EW, Jones RL, et al. No difference in iron status between children with low and moderate lead exposure. J Pediatr. 1999;135(1):108–110. doi:10.1016/s0022-3476(99)70338-0
- Yiin LM. Childhood lead exposure: effectiveness of cleaning intervention and influences of seasonality and home floor-surfacing types. [Doctoral dissertation]. Rutgers University and UMDNJ; 1999.
- Rogan WJ; TLC Investigators. Treatment of Lead-Exposed Children (TLC) Trial: Effect of Succimer in Toddlers with Blood Leads of 20–44 μg/dl. Pediatr Res. 1999;45(4):106. Abstract 614.
- Treatment of Lead-Exposed Children Trial Group. Safety and efficacy of succimer in toddlers with blood lead levels of 20–44 μg/dL. Pediatr Res. 2000;48(5):593–599. doi:10.1203/00006450-200011000-00007
- Dietrich KN, Berger OG, Bhattacharya A. Symptomatic lead poisoning in infancy: a prospective case analysis. J Pediatr. 2000;137(4):568–571. doi:10.1067/mpd.2000.108599
- Farfel MR, Chisholm JJ, Orlova AO, Brophy M, Litt J. An extended study of interim lead hazard control methods employed in the Baltimore Clinical Center of the Treatment of Lead-Exposed Children trial. Washington, DC: U.S. HUD; 2000.
- Waldron P. Iron deficiency in children with lead exposure [letter]. J Pediatr. 2000;137(3):441. doi:10.1067/mpd.2000.106441
- Serwint JR. Reply [to Waldron, on iron status in lead-exposed children]. J Pediatr. 2000;137(3):441. doi:10.1067/mpd.2000.106435
- Rogan WJ, Dietrich KN, Ware JH, Dockery DW, Salganik M, Radcliffe J, et al. The effect of chelation therapy with succimer on neuropsychological development in children exposed to lead. N Engl J Med. 2001;344(19):1421–1426. doi:10.1056/NEJM200105103441902
- Rosen JF, Mushak P. Primary prevention of childhood lead poisoning — the only solution [editorial]. N Engl J Med. 2001;344(19):1470–1471. doi:10.1056/NEJM200105103441910
- Shannon M, Woolf A, Binns H; Mandelbaum DE; Rogan WJ, Shaffer TR, Dietrich KN. Chelation therapy in children exposed to lead [letters & TLC reply]. N Engl J Med. 2001;345(16):1212–1213. doi:10.1056/NEJM200110183451615
- Henretig F. Lead poisoning prevention, not chelation. J Toxicol Clin Toxicol. 2001;39(7):659–660. doi:10.1081/CLT-100108505
- Shannon M. Lead poisoning treatment — a continuing need [commentary]. J Toxicol Clin Toxicol. 2001;39(7):661–663. doi:10.1081/CLT-100108506
- Ettinger AS, Bornschein RL, Farfel MR, Campbell C, Ragan NB, Rhoads GG, et al. Assessment of cleaning to control lead dust in homes of children with moderate lead poisoning: Treatment of Lead-Exposed Children trial. Environ Health Perspect. 2002;110(12):A773–A779. doi:10.1289/ehp.021100773
- Liu X, Dietrich KN, Radcliffe J, Ragan NB, Rhoads GG, Rogan WJ. Do children with falling blood lead levels have improved cognition? Pediatrics. 2002;110(4):787–791. doi:10.1542/peds.110.4.787
- Campbell C, Schwarz DF, Rich DQ, Dockery DW. Effect of a follow-up professional home cleaning on serial dust and blood lead levels of urban children. Arch Environ Health. 2003;58(12):771–780. doi:10.3200/AEOH.58.12.771-780
- Adubato S, Alper R, Heenehan MC, Rodriguez-Mayor L, Elsafty M. Successful ways to increase retention in a longitudinal study of lead-exposed children. Health Soc Work. 2003;28(4):312–315. doi:10.1093/hsw/28.4.312
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- Dietrich KN, Ware JH, Salganik M, Radcliffe J, Rogan WJ, Rhoads GG, et al. Effect of chelation therapy on the neuropsychological and behavioral development of lead-exposed children after school entry. Pediatrics. 2004;114(1):19–26. doi:10.1542/peds.114.1.19
- Peterson KE, Salganik M, Campbell C, Rhoads GG, Rubin J, Berger OG, et al. Effect of succimer on growth of preschool children with moderate blood lead levels. Environ Health Perspect. 2004;112(2):233–237. doi:10.1289/ehp.6331
- Chen A, Dietrich KN, Ware JH, Radcliffe J, Rogan WJ. IQ and blood lead from 2 to 7 years of age: are the effects in older children the residual of high blood lead concentrations in 2-year-olds? Environ Health Perspect. 2005;113(5):597–601. doi:10.1289/ehp.7625
- Chen A, Rogan WJ. Improving behavior of lead-exposed children: micronutrient supplementation, chelation, or prevention. J Pediatr. 2005;147(5):570–571. doi:10.1016/j.jpeds.2005.08.044
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- Cao Y, Chen A, Radcliffe J, Dietrich KN, Jones RL, Caldwell KL, Rogan WJ. Postnatal cadmium exposure, neurodevelopment, and blood pressure in children at 2, 5, and 7 years of age. Environ Health Perspect. 2009;117(10):1580–1586. doi:10.1289/ehp.0900765
- Cao Y, Chen A, Jones RL, Radcliffe J, Caldwell KL, Dietrich KN, Rogan WJ. Does background postnatal methyl mercury exposure in toddlers affect cognition and behavior? Neurotoxicology. 2010;31(1):1–9. doi:10.1016/j.neuro.2009.10.017
- Cao Y, Chen A, Jones RL, Radcliffe J, Caldwell KL, Peddada S, Rogan WJ. Efficacy of succimer chelation of mercury at background exposures in toddlers: a randomized trial. J Pediatr. 2011;158(3):480–485.e1. doi:10.1016/j.jpeds.2010.08.036
- McKay CA. Role of Chelation in the Treatment of Lead Poisoning: Discussion of the Treatment of Lead-Exposed Children Trial (TLC). J Med Toxicol. 2013;9:339–343. doi:10.1007/s13181-013-0341-8
- Cao Y, Chen A, Bottai M, Jones RL, Radcliffe J, Rogan WJ. The impact of succimer chelation on blood cadmium in children with background exposures: a randomized trial. J Pediatr. 2013;163(2):598–600. doi:10.1016/j.jpeds.2013.03.009
- Wang Y, Chen A, Dietrich KN, Radcliffe J, Caldwell KL, Rogan WJ. Postnatal exposure to methyl mercury and neuropsychological development in 7-year-old urban inner-city children exposed to lead in the United States. Child Neuropsychol. 2014;20(5):527–538. doi:10.1080/09297049.2013.824955